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FCA Portfolio Strategy for CMC Compliance
This presentation explains the FCA’s Portfolio Strategy on Claims Management Companies (CMCs), outlining key regulatory risks such as poor claim investigation, unclear communication, data ...
http://linqto.me/fca-s-portfolio-strategy-on-claims-management-comp
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memaconsultants
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Business and Customer Risk Assessment Guide.
This presentation explains how to conduct effective Business Risk Assessments (BRA) and Client Risk Assessments (CRA) in line with AML regulations. It covers regulatory mandates, methodologies for ...
http://linqto.me/navigating-business-customer-risk-assessments-for-
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memaconsultants
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PEP Compliance and High-Risk Customer Management.
This presentation explains what Politically Exposed Persons (PEPs) are, why they are classified as high-risk customers, and the key controls required for compliance. It covers PEP categorization ...
http://linqto.me/navigating-pep-compliance-managing-high-risk-custo
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memaconsultants
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FCA Crypto Asset Promotion Rules Guide
A clear guide to the FCA’s new rules on financial promotions for crypto assets. Learn key requirements, business impacts, and how MEMA Consultants can help you achieve compliance.
http://linqto.me/navigating-new-fca-rules-for-crypto-asset-promotio
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memaconsultants
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5
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Annual FCA Reporting Compliance Guide
A concise guide to help firms meet annual FCA reporting requirements. Learn timelines, key documents, and accuracy tips, plus how MEMA Consultants supports compliance excellence in regulatory ...
http://linqto.me/annual-fca-reporting-a-practical-compliance-guide
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memaconsultants
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Financial Promotions Compliance Services | MEMA Consultants
MEMA Consultants offers expert support for businesses navigating Financial Promotions (FinProms) compliance requirements. Our team helps financial service providers ensure their promotional ...
http://linqto.me/finproms-memaconsultants
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memaconsultants
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FOS Complaints Assistance | MEMA Consultants
MEMA Consultants specializes in helping individuals and businesses resolve complaints through the Financial Ombudsman Service (FOS). Our expert team provides guidance on preparing and submitting ...
http://linqto.me/foscomplaints-memaconsultants
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memaconsultants
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Vulnerability Assessment Services | MEMA Consultants
MEMA Consultants provides expert vulnerability assessment services to help businesses protect their systems, networks, and applications from potential cyber threats. Our certified cybersecurity ...
http://linqto.me/vulnerability-memaconsultants
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memaconsultants
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Understanding and Monitoring Regulatory Controls: A Step-by-Step Guide for ...
This concise presentation outlines the essentials of regulatory controls and control monitoring, providing a step-by-step approach to help firms develop and implement effective compliance ...
http://linqto.me/understanding-and-monitoring-regulatory-controls-a
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memaconsultants
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Adapting to FCA’s Revised Financial Crime Guide: A Strategic Overview for Firms.
This presentation provides a concise overview of the FCA’s updated Financial Crime Guide (CP24/9), outlining key regulatory changes and their impact on firms. It highlights the importance of ...
http://linqto.me/adapting-to-fca-s-revised-financial-crime-guide-a-
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memaconsultants
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