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Understanding FCA Fit and Proper Requirements
This SlideShare explains the FCA Fit and Proper requirements and Conduct Rules. Learn the key standards of integrity, competence, and financial soundness, and how MEMA Consultants supports firms in ...
http://linqto.me/understanding-fca-fit-and-proper-requirements-cond
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How to Navigate the Skilled Person Review
This SlideShare explains the FCA’s Skilled Person Review (Section 166), outlining when it applies, what firms should expect, and how MEMA Consultants helps businesses prepare for regulatory scrutiny.
http://linqto.me/how-to-navigate-the-skilled-person-review-28376150
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Review of the Senior Managers & Certification Regime
This SlideShare reviews the Senior Managers & Certification Regime (SMCR), explaining key responsibilities, certification requirements, and compliance steps. Learn how MEMA Consultants helps firms ...
http://linqto.me/nrqe
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FCA Conduct Rules Compliance Case Study
This presentation explores a real case study on compliance with FCA Conduct Rules, detailing how firms can embed regulatory requirements into daily operations. It covers governance practices, ...
http://linqto.me/case-study-compliance-with-fca-conduct-rules
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FCA Fee Cap on CMCs Compliance Guide
This presentation explores the FCA’s introduction of a fee cap on Claims Management Companies (CMCs), designed to improve transparency and protect consumers. It outlines the regulatory expectations, ...
http://linqto.me/slideshow-fca-fee-cap-on-cmcs-compliance-insights-
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Funeral Plans Under FCA Regulation
This presentation explores the FCA’s regulation of funeral plans, introduced in July 2022 to enhance consumer protection and raise industry standards. It explains what the rules mean for providers, ...
http://linqto.me/slideshow-funeral-plans-under-fca-regulation-what-
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memaconsultants
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Understanding the FCA Register Guide
This presentation provides a clear overview of the Financial Services Register (FCA Register) and its importance for firms and individuals in financial services. It explains what the Register shows, ...
http://linqto.me/slideshow-understanding-the-fca-register-a-guide-f
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memaconsultants
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MEMA Consultants Joins APCC Membership.
MEMA Consultants is now a proud member of the Association of Professional Compliance Consultants (APCC), recognized by the FCA. This presentation explains the role of APCC, professional standards, ...
http://linqto.me/mema-consultants-joins-the-association-of-professi
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memaconsultants
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FCA Portfolio Strategy for CMC Compliance
This presentation explains the FCA’s Portfolio Strategy on Claims Management Companies (CMCs), outlining key regulatory risks such as poor claim investigation, unclear communication, data ...
http://linqto.me/fca-s-portfolio-strategy-on-claims-management-comp
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Business and Customer Risk Assessment Guide.
This presentation explains how to conduct effective Business Risk Assessments (BRA) and Client Risk Assessments (CRA) in line with AML regulations. It covers regulatory mandates, methodologies for ...
http://linqto.me/navigating-business-customer-risk-assessments-for-
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