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Understanding the Appointed Representative Regime: A Guide to Compliance & ...
This presentation provides a clear and structured overview of the Appointed Representative (AR) regime, covering its history, key regulations, the process of becoming an AR, permitted ...
http://linqto.me/understanding-the-appointed-representative-regime-
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memaconsultants
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Are Consumer Credit Reforms Overdue?
The UK government plans to reform the Consumer Credit Act, modernizing and simplifying consumer protection rules under FCA regulation. Learn how these reforms aim to enhance credit accessibility and ...
http://linqto.me/consumer-credit-reforms-are-they-long-overdue
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memaconsultants
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Understanding FCA Crypto Requirements.
Learn about the FCA’s Temporary Registration Regime for crypto-asset firms and the compliance requirements under the Fifth Anti-Money Laundering Directive. Ensure your crypto business meets ...
http://linqto.me/fca-crypto-requirements
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memaconsultants
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FCA Authorisation Success Story.
Discover how MEMA Consultants supported a wealth management firm in achieving FCA authorisation. From application guidance to risk compliance, we ensured successful regulatory approval for UK ...
http://linqto.me/fca-authorisation-success
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memaconsultants
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Preventing Claims Management Phoenixing.
Explore the FCA's consultation on preventing phoenixing in claims management firms, ensuring market integrity and fair competition while protecting consumers and encouraging confidence in the ...
http://linqto.me/claims-management-phoenixing
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memaconsultants
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30
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Governance Enhancement Success Story
Discover how MEMA Consultants helped an asset management firm enhance its governance framework, improving oversight, reducing risks, and aligning operations with FCA standards and industry best ...
http://linqto.me/governance-enhancement
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memaconsultants
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35
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FCA Guidance for Consumer Credit Firms.
Explore the FCA's key updates for consumer credit firms, including the proposed Consumer Duty, buy-now-pay-later regulations, and safeguards for vulnerable consumers. Ensure your policies meet ...
http://linqto.me/lwfk
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memaconsultants
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24
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FCA Authorisation: Key Steps Explained
Discover essential steps for FCA authorisation, including systems and controls, customer targeting, fee transparency, and compliant financial promotions. Learn how MEMA Consultants can support your ...
http://linqto.me/how-to-get-fca-authorised-part-2
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memaconsultants
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23
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Managing Compliance Risks in Personal Channels.
Discover how regulated entities can address compliance risks tied to employee use of personal communication channels. Learn proactive strategies to meet SEC and FCA regulations while fostering a ...
http://linqto.me/use-of-personal-communications-channels-a-complian
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memaconsultants
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25
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Managing Compliance Risks in Personal Channels.
Discover how regulated entities can address compliance risks tied to employee use of personal communication channels. Learn proactive strategies to meet SEC and FCA regulations while fostering a culture of compliance.
http://linqto.me/communicationcs-channels-a-compliance-concern-for-
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memaconsultants
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