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Money Laundering Red Flags Explained.
This SlideShare explains what money laundering is and highlights common red flags firms should monitor. Learn how identifying suspicious behaviours supports AML compliance and effective financial ...
http://linqto.me/what-is-money-laundering-key-red-flags-explained
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memaconsultants
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FCA Thematic Review: Key Insights for Firms
This SlideShare explains the FCA’s Thematic Review process and its role in assessing industry risks, governance, and consumer outcomes. Learn key insights and how MEMA Consultants supports firms in ...
http://linqto.me/understanding-the-fca-thematic-review-key-insights
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memaconsultants
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CMC and High-Cost Lender FCA Compliance Overview.
This SlideShare provides an overview of FCA expectations for Claims Management Companies (CMCs) and High-Cost Lenders. It highlights key compliance risks, responsibilities, and how MEMA Consultants ...
http://linqto.me/claims-management-companies-high-cost-lenders-fca-
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memaconsultants
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Effective Wind-Down Planning Guide
This SlideShare explains how firms can develop a structured wind-down plan in line with FCA expectations. Learn why wind-down planning is essential for business continuity, consumer protection, and ...
http://linqto.me/how-to-conduct-effective-wind-down-planning
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memaconsultants
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Understanding FCA Fit and Proper Requirements
This SlideShare explains the FCA Fit and Proper requirements and Conduct Rules. Learn the key standards of integrity, competence, and financial soundness, and how MEMA Consultants supports firms in ...
http://linqto.me/understanding-fca-fit-and-proper-requirements-cond
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memaconsultants
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How to Navigate the Skilled Person Review
This SlideShare explains the FCA’s Skilled Person Review (Section 166), outlining when it applies, what firms should expect, and how MEMA Consultants helps businesses prepare for regulatory scrutiny.
http://linqto.me/how-to-navigate-the-skilled-person-review-28376150
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memaconsultants
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Review of the Senior Managers & Certification Regime
This SlideShare reviews the Senior Managers & Certification Regime (SMCR), explaining key responsibilities, certification requirements, and compliance steps. Learn how MEMA Consultants helps firms ...
http://linqto.me/nrqe
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memaconsultants
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FCA Conduct Rules Compliance Case Study
This presentation explores a real case study on compliance with FCA Conduct Rules, detailing how firms can embed regulatory requirements into daily operations. It covers governance practices, ...
http://linqto.me/case-study-compliance-with-fca-conduct-rules
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memaconsultants
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FCA Fee Cap on CMCs Compliance Guide
This presentation explores the FCA’s introduction of a fee cap on Claims Management Companies (CMCs), designed to improve transparency and protect consumers. It outlines the regulatory expectations, ...
http://linqto.me/slideshow-fca-fee-cap-on-cmcs-compliance-insights-
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memaconsultants
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Funeral Plans Under FCA Regulation
This presentation explores the FCA’s regulation of funeral plans, introduced in July 2022 to enhance consumer protection and raise industry standards. It explains what the rules mean for providers, ...
http://linqto.me/slideshow-funeral-plans-under-fca-regulation-what-
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memaconsultants
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